Norris Clarke on Univocity

 W. Norris Clarke was a Jesuit philosopher who taught at Fordam, dying in 2008. His books are still used as textbooks, so I thought it useful to comment on his characterization of Scotistic univocity. The following text is from his book The One and the Many, p. 45. For some discussion of Clarke's views, see this.

The Analogy of Being vs. the Univocity of Being. Some metaphysicians in St. Thomas’s own time, e.g., Duns Scotus (d. 1308), and William of Ockham (d. 1347), with their followers to this day, defended the univocity of the concept of being against Thomas. Both were leaders in the strong development of logic at the end of the Middle Ages (anticipating many of the developments of modern symbolic logic), and logicians tend to be uncomfortable with flexible ideas, “systematically vague concepts” like the Thomistic analogy of proper proportionality, especially as applied to being in God and creatures. And since their metaphysics were “essentialist,” i.e., focussed on being as essence (not including the act of existence as part of its content), it was hard for them to see how the concept of being could be applied to different essences without breaking up into several distinct concepts ceasing to have the same meaning at all, hence useless as a valid term in any syllogism or other logical argument, where all the terms must remain strictly fixed in the same meaning. Therefore, to retain any unity at all, being always had to be a univocal concept, even applied to God and creatures with their immense diversity as finite and infinite. But they had to pay a heavy price for this apparent logical clarity: they had to make the concept of being so extremely abstract as to empty it of practically all content and make it merely an empty linguistic marker standing for both God and creatures but, as Ockham explicitly admitted, expressing nothing common at all between God and creatures! The result was to render God considerably more remote and inaccessible to human reason than St. Thomas’s God, with important repercussions for the philosophy, theology, and finally spirituality of the late Middle Ages.

Comments:

1.The first thing to note here is that Clarke reads Scotus and Ockham (though he does not distinguish between them) though the lens of Thomism, specifically the real distinction of essence and existence. Hence the label "essentialist", inherited from Gilson. The claim here is that Scotus and Ockham ignore existence and are talking about being as a purely non-existential essence. Wolter, way back in his transcendentals book, commented on this claim of Gilson to the effect that it was an ingenious account of what Scotus would have said if he were a Thomist. But of course, Scotus is not a Thomist. Scotus denies the real distinction of essence and existence.

2. Clarke does grasp that part of the concern of univocity is to have valid syllogisms. He, Clarke, seems to think that being does not have a distinct concept, however, given that he thinks Scotus was also motivated by discomfort with vague ideas. This is a matter of debate among Thomists themselves, historically and today. Some agree with Scotus that there is a distinct concept of being that includes nothing else, some, like Clarke, think you can't separate the concept of being from the concept of God or of something in the categories. One then has to "stretch" created being to get a notion of the divine. Scotus, as we know, did think being had a distinct concept. 

3. The heavy price of univocity. Here I think Clarke's explanation goes awry. He claims that Scotus and Ockham make the concept of being abstract and empty, just a linguistic marker, but also that it stands for God and creatures. Of course, the concept of being, as such, does not stand for God and creatures. As it is included in the concept of God and the concept of a creature it is univocal, but of itself the concept of being is neither the concept of God nor the concept of a creature.  Clarke does not give a reference to the remark of Ockham's that he claims is explicit, to wit, that there is nothing common to God and creatures. This seems to clinch matters for Clarke, we arrive at basically a contradiction, being is univocal, but there is nothing common (which equals univocal, anyway). This appears to be a garbled awareness on the part of Clarke to the problem of the reality of the concept of being. This is the problem that the concept of being, qua abstract and univocal, signifies no corresponding reality outside the mind. This runs against the common notion from the Aristotelian commentary tradition that concepts map directly onto things. Normally, Scotus would agree; but to get to concepts of the transcendentals, you have to abstract from the concept you have derived from the actually existing thing. That abstraction does not correspond to the reality outside the soul. And note, this is a different sense of the word 'abstraction' than you get in Aquinas or even when you are talking about the three acts of the Aristotelian intellect. There is abstraction from the phantasm, that gets you the concept of a nature, say catness. To get being, you abstract from this nature, present in the intellect as an intelligible species, by stripping off the modes of finitude and so on. So in the end, considering God and creatures as they exist outside the soul, there is nothing in common. But one can abstract from the concept of a creature to the concept of being, which can also be applied to God.

4.  The alleged result is to make God more remote and unknowable. But since we have now seen that Scotus does not hold that the concept of being is both pure and contains the concept of God and creatures, the result doesn't follow either. Scotus himself, interestingly, defends the univocity of being not in metaphysics, but in the context of describing the natural knowledge of God. Not only being is univocal, but all the transcendentals, general divine attributes, are as well. So a lot more is known, both by an intellect trying to have a general cognition of the divine nature, as well as scientifically by means of forming valid demonstrations. Indeed, it has always seemed to me that Scotus is the affirmative theologian par excellence, who ought rather than Aquinas to be paired with Dante. But that can wait for another day.

5. Repurcussions. The alleged effect of rendering God more remote has repurcussions many later areas of life. The usual Thomist claim from the 20th century, disagreement with our man leads to societal decay. I've always been rather struck that the ones who trumpet this the loudest, the RO crowd, are by practice theologians who supposedly believe in sin, or at least weakness of will. sin seems to me to be a far better explanation than that of univocity for the apparently inevitable march from Scotus to whatever modern thing you don't like. If I were to have lived during the reformation period and watched christians killing each other over the proper definition of the eucharist I would probably try to set up a non christian secular state of skepticism as well. To be fair to Clarke, this is not the focus of the discussion, just a throwaway line at the end.

The Analogia Entis as Nigromantical Principle

For various reasons I was poking about in contemporary theological writing on analogy of being and Duns Scotus. The usual wasteland of wild claims, textual misinterpretation, and historical inaccuracy abounds now as ever (the belief that Scotus taught in Cambridge is impervious to all argument), but I did come across an interesting discussion of analogy in John Betz's article (which does not mention Scotus) "The Analogia entis as a Standard of Catholic Engagement..." in Modern Theology 2018. The following paragraph caught my eye:

Nevertheless, Barth was right that Przywara did not invent the analogia entis and that it has long been part of the Catholic tradition. Not only is it found in Augustine, specifically in Book XV of De Trinitate, which appears to have been the basis for the decision of the IV Lateran Council. It is also the implicit (but obvious) teaching of Aquinas, whom Przywara calls the teacher of the analogia entis, especially on account of Thomas’s teaching on secondary causes (since this teaching underscores, more so than NeoPlatonic models of exemplarism, including Augustine’s, the difference between God and creation). It is also, for that matter, the implicit teaching of Gregory of Nyssa, as is evident from Gregory’s reading of Exodus 3:14 and his corresponding understanding of the relation between Being and non-being. But it remained for centuries more of an implicit than an explicit teaching and thus stood in need of theological explication (precisely in keeping with Newman’s understanding of the development of doctrine, but here in terms of the Church’s understanding of creation). In fact, it does not appear as a terminus technicus until Cajetan and John of St. Thomas, and only thereafter, by way of Suárez’s Disputationes Metaphysicae, made its way into the Jesuit manuals in which Przywara first encountered it

Two thoughts arise from considering this passage:

First.  As I and probably many other specialists writing on Scotus have pointed out, there are multiple senses of the "analogy being". There is a 'thick' sense, much like what is described in the passage quoted here, which involves dissimilarity-similarity, participation, causality, basically a whole cluster of metphysical notions. There is also a 'thin' sense, which is about the relations between terms and concepts. The thick sense includes the thin sense of analogy. Modern critics of Scotus generally don't distinguish these senses, and, without distinguishing where Henry's theory of analogy falls that Scotus rejects (and to be fair to modern theologians, many now seem to be aware that Scotus attacked Henry's theory of analogy and not Thomas'), assume Scotus rejects the analogia entis, simpliciter et totaliter, that is, that he throws out the thick sense of analogy.

Second. The claim here, backed by an article from 1970 (though, interestingly enough, the article is not by an author who is a medievalist, but apparently by another Przywara scholar) is that the usage of Analogia entis as a technical term is first found in Cajetan. Interestingly enough, the 17th c. Scotist theologian and philosopher Mastri made a similar claim, asserting that "the ancient scholastics wrote little about analogy" and that the debate over analogy began with Cajetan's book on the topic. One sees here the so-called tyranny of print: there was much discussion of analogy by authors such as Petrus Thomae who were never printed in the early days of the press, and so works such as the Quaestiones de ente (which dwarfs Cajetan's De nominum analogia) were lost to later ages. But John Betz and Mastri are both wrong. The usage of 'analogia entis' in both the thick and thin senses is found in the aforementioned Quaestiones de ente of Petrus Thomae, first printed in its entirety last year but written at Barcelona in 1325. This work also contains the first known mention of the Scotist school (Schola scotica). So the first professedly Scotist author is also the coiner of the Analogia entis? Given the widespread belief that Scotus himself and thus all his "progeny" rejected analogy, this is quite the historical irony. Moreover, given that Peter Thomae died in prison under charges of necromancy, perhaps the Analogy of Being is tainted, some attempted spell cast by Peter Thomae from across the ages; in the end perhaps it is, to paraphrase the (Latin) trial documents, a Nigromantical Principle.

For statements on analogy in PT, see Petrus Thomae, Quaestiones de ente q. 10 (thick analogy; see here). See also the same question for thin analogy, ed. me, p. 272: "Ad secundum et tertium et alias similes auctoritates dico quod explicant analogiam entis respectu substantiae et aliorum, sed haec analogia non repugnat verae univocationi."  The edition records no variants here, but one wonders whether "aliorum" shouldn't be "accidentium".

The Mother of All Genealogies

It is an exciting time for Scotism. The De ente of Peter Thomae is currently under peer review, Duba's volume is out, and now we have a very long essay from Trent Pomplun tracing the origin of the genealogy employed by most modern theologians, philosophers and even popes according to which Scotus' primary contribution was to be a critic of Thomas Aquinas, thereby ruining the world. Pomplun's article traces the tale back to the Lutheran historians of philosophy in the 16th century. The essay is "John Duns Scotus in the History of Medieval Philosophy from the Sixteenth Century to Etienne Gilson (+1878)," Bulletin de philosophie medievale 58 (2016), 355-445.

Here's the first line:

The Franciscan theologian and philosopher John Duns Scotus (ca. 1266-1308) has been accused of many things over the years, not least among them formalism, nominalism, skepticism, fatalism, pantheism, voluntarism, individualism, modernism, Spinozism, Kantianism and radical Islamism.

And the last line:

In this, medievalists perpetuate the oldest myth in these histories of philosophy, and one unquestioned from Lambert Daneau to Etienne Gilson: that the conflict between Thomas Aquinas and John Duns Scotus stands at the very center of history, in the middle age of the middle age (as it were), such that any writing about the historiography of the Middle Ages must somehow take as their beginning a departure from the Thomist synthesis, even if that synthesis is less an historical reality than an unfortunate illusion of perspective created by a very longstanding prejudice of the historia philosophiae philosophica.

Recent Work on Scotus

Two recent publications on Scotus have come to my attention, both written out of the continental perspective. The first is Cynthia Nielsen, Foucault, Douglass, Fanon, and Scotus in Dialogue: On Social Construction and Freedom.

From amazon:

Through examining Douglass's and Fanon's concrete experiences of oppression, Cynthia R. Nielsen demonstrates the empirical validity of Foucault's theoretical analyses concerning power, resistance, and subject-formation. Going beyond merely confirming Foucault's insights, Douglass and Fanon expand, strengthen, and offer correctives to the emancipatory dimensions of Foucault's project. Unlike Foucault, Douglass and Fanon were not hesitant to make transhistorical judgments condemning slavery and colonization. Foucault's reticence here signals a weakness in his account of human being. This weakness sets him at cross-purposes not only with Scotus, but also with Douglass and Fanon. Scotus's anthropology provides a basis for transhistorical moral critique; thus he is a valuable dialogue partner for those concerned about social justice and human flourishing.

The second is from the summer issue of the American Catholic Philosophical Quarterly. William E. Tullius, "Haecceitas as Value and as Moral Horizon - A Scotist Contribution to the Project of a Phenomenological Ethics."

Abstract:

This paper seeks to provide a phenomenological articulation of the Scotist notion of haecceitas, interpreting Scotus’s principle of individuation at once as an ontological as well as a moral principle. Growing out of certain suggestions made by James Hart in his Who One Is, this interpretation is meant to provide the phenomenological ethics of both Edmund Husserl and Max Scheler with a useful theoretical tool in the Scotist notion of haecceitas interpreted as a horizon of value in order more fully to develop the phenomenological idea of the ethical life as a task that specifically seeks to realize as its highest goal the vocation of the person to his or her ideal, true self. The main implication of Scotus’s thought, here, for phenomenology will be the ability to further delimit haecceitas as an objective moral principle that refutes the frequent charge of relativistic subjectivism in the phenomenological theory of ethics.

Also, an important recent article by Richard Cross, "Duns Scotus and Analogy: A Brief Note" in The Modern Schoolman 89 (2012).

Abstract:

Duns Scotus defends the view that we can speak univocally of God and creatures. When we do so, we use words in the same sense in the two cases. Scotus maintains that the concepts that these univocal words signify are themselves univocal: the same concept in the two cases. In this paper, I consider a related question: does Duns Scotus have the notion of analogous concepts—concepts whose relation to each other lies somewhere between the univocal and the equivocal? Using some neglected texts from Scotus’s attempt to refute Henry of Ghent’s rejection of univocity, I argue that he does, and that he uses his account of univocity to ground the relation of analogy between two concepts. According to Scotus, analogous concepts are compositional, and overlap at a univocal concept. 

From the same issue and journal as Richard Cross's article is Giorgio Pini,  "Scotus on Hell".

Abstract:

The existence of everlasting punishment has sometimes been thought to be incompatible with God’s goodness and omnipotence. John Duns Scotus focused on the key issue concerning everlasting punishment, i.e., the impossibility for the damned to repent of their evil deeds and so to obtain forgiveness. Scotus’s claim was that such an impossibility is not logical but nomological, i.e., it depends on the rules God established to govern the world, specifically on what I call ‘the rule of the permanence of the last volition.’ Scotus does not try to defend God’s decision to implement the rule of the permanence of the last volition. I suggest, however, that that decision can be taken as an indication of God’s preference for a world where this life is given unique value as the only test rational creatures have to prove themselves as moral agents.

"Inspired Metaphysics"

From a review by Mark Wenzinger of Inspired Metaphysics? Gustav Siewerth's Hermaneutic Reading of the Onto-Theological Tradition by Andrzej Wiercinski.

Much of continental "post-modern" philosophy stands in great need of being disabused of its prejudiced notion that ancient and medieval philosophy is simply onto-theology that seeks only to valorize "presence" by suppressing absence and alterity, all in order to secure a foundation of mastery and control over the totality of the contexts in which human life is lived

[...]

.... Inspired Metaphysics serves as a valuable introduction not only to the thought of Siewerth in particular, but also to the hermeneutic manner of reading both the Thomistic and continental traditions in general. Not the least of the book's many merits is its exposition of the unfortunate manner in which Siewerth himself, seeking to distinguish Thomistic metaphysics from that which Heidgger took to be onto-theology, failed in hermeneutical charity by being content to demonize Scotistic metaphysics as the source of Western philosophy's alleged forgetfulness of Being. In like manner, as Wiercinski points out, much of contemporary Catholic theology likewise fails hermeneutically by uncritically accepting Heidegger's equation of metaphysics with onto-theology and an alleged valorization of "presence", a term that is in fact highly equivocal and that need not at all be understood as Heidegger himself understood it. Contemporary Catholic theology therefore needs to find its own way back to a hermeneutically sensitive appropriation of Scholastic thought, which would involve first, the effort to recognize Thomism and Scotism as mutually complementary, rather than mutually exclusive, manners of philosophical and theological thinking, and second, the effort to recognize the continuity as well as the discontinuity that obtains between the Scholastic and continental traditions.... The goal of Inspired Metaphysics is precisely to make philosopher and theologian alike better capable of engaging in the ongoing conversation that ought never to cease both within and between the Scholastic and continental traditions.

[...]

Not the least of Wiercinski's contributions to the facilitating of dialogue both between philosophy and theology and between the medieval and continental traditions is his recognition of the baneful effect of Siewerth's reductive and misleading critique of the ontology of Duns Scotus as thought that valorizes conceptually unitary "presence" at the expense of ontological difference and that therefore initiates Western philosophy's forgetfulness of Being. Wiercinski accomplishes for Scotus what Ferdinand Alquie accomplishes for Descartes: a "metaphysical rehabilitation" that shows that Scotus and Thomas can be related to one another in a complementary rather than in a reductively oppositional and antagonistic manner. Wiercinski indicates the possibilities for the renewal of ontology in a post-Heideggerian age that could arise starting with a dialogical reading of the Thomistic and Scotistic metaphysical traditions.